901 lines
24 KiB
JSON
901 lines
24 KiB
JSON
{
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"activity": [
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[
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[
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"Activity pursuant to Directive 2013/36/EU of the European Parliament and of the Council",
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[
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"1. Acceptance of deposits and other repayable funds",
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"2. Lending and commercial lending",
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"3. Financing / financial lease",
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"4. Payment services as defined in Article 4(3) of Directive 2007/64/EC of the European Parliament and of the Council of 13 November 2007 on payment services in the internal market",
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"5. Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by point 4",
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"6. Guarantees and commitments",
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[
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"7. Trading for own account or for the customer account",
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[
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"7a. - money market instruments",
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"7b. - foreign currency exchange trading",
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"7c. - futures and options",
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"7d. - interest rates derivatives",
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"7e. - transferable securities"
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]
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],
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"8. Participation in securities issuance and the provision of services related to such issues",
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"9. Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings",
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"10. Money broking",
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"11. Portfolio management and advice",
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"12. Safekeeping and administration of securities",
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"13. Credit reference services",
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"14. Safe custody services"
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]
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]
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]
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],
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"undertakings": [
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[
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"Investment services (Article 4(2))",
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[
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[
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"a) receiption and transmission of orders in relation to financial instruments",
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[
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[
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"a) transferable securities",
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true
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],
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[
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"b) units in collective investment undertakings",
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true
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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true
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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true
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],
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[
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"g) derivatives according to article 3(1)(g)",
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true
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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true
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],
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[
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"k) derivatives according to article 3(1)(k)",
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true
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"b) execution of orders on behalf of clients",
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[
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[
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"a) transferable securities",
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true
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],
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[
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"b) units in collective investment undertakings",
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true
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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true
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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true
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],
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[
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"g) derivatives according to article 3(1)(g)",
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true
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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true
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],
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[
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"k) derivatives according to article 3(1)(k)",
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true
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"c) dealing on own account",
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[
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[
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"a) transferable securities",
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false
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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false
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"d) portfolio management",
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[
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[
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"a) transferable securities",
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true
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],
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[
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"b) units in collective investment undertakings",
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true
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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true
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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true
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],
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[
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"g) derivatives according to article 3(1)(g)",
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true
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"e) investment advice",
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[
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[
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"a) transferable securities",
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true
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],
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[
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"b) units in collective investment undertakings",
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true
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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true
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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true
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],
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[
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"g) derivatives according to article 3(1)(g)",
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true
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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true
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],
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[
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"k) derivatives according to article 3(1)(k)",
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true
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"f) operation of multilateral trading facility",
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[
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[
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"a) transferable securities",
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false
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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false
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"g) operation of organised trading facility",
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[
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[
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"a) transferable securities",
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false
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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false
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"h) underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis",
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[
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[
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"a) transferable securities",
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true
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"i) placing of financial instruments without a firm commitment basis",
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[
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[
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"a) transferable securities",
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true
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],
|
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[
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"b) units in collective investment undertakings",
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true
|
|
],
|
|
[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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|
[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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|
[
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"i) derivatives according to article 3(1)(i)",
|
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false
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],
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|
[
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"j) derivatives according to article 3(1)(j)",
|
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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|
[
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"l) greenhouse gas emissions allowance",
|
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false
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]
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]
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]
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]
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],
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[
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"Ancillary services (Article 4(3))",
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[
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[
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"a) safekeeping and administration of financial instruments",
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|
[
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|
[
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"a) transferable securities",
|
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true
|
|
],
|
|
[
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"b) units in collective investment undertakings",
|
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true
|
|
],
|
|
[
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"c) money-market instruments",
|
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true
|
|
],
|
|
[
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"d) derivatives according to article 3(1)(d)",
|
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false
|
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],
|
|
[
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|
"e) derivatives according to article 3(1)(e)",
|
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false
|
|
],
|
|
[
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"f) derivatives according to article 3(1)(f)",
|
|
false
|
|
],
|
|
[
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|
"g) derivatives according to article 3(1)(g)",
|
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false
|
|
],
|
|
[
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"h) derivatives according to article 3(1)(h)",
|
|
false
|
|
],
|
|
[
|
|
"i) derivatives according to article 3(1)(i)",
|
|
false
|
|
],
|
|
[
|
|
"j) derivatives according to article 3(1)(j)",
|
|
false
|
|
],
|
|
[
|
|
"k) derivatives according to article 3(1)(k)",
|
|
false
|
|
],
|
|
[
|
|
"l) greenhouse gas emissions allowance",
|
|
false
|
|
]
|
|
]
|
|
],
|
|
[
|
|
"b) granting credits or loans to an investor",
|
|
[
|
|
[
|
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"a) transferable securities",
|
|
true
|
|
],
|
|
[
|
|
"b) units in collective investment undertakings",
|
|
true
|
|
],
|
|
[
|
|
"c) money-market instruments",
|
|
true
|
|
],
|
|
[
|
|
"d) derivatives according to article 3(1)(d)",
|
|
false
|
|
],
|
|
[
|
|
"e) derivatives according to article 3(1)(e)",
|
|
false
|
|
],
|
|
[
|
|
"f) derivatives according to article 3(1)(f)",
|
|
false
|
|
],
|
|
[
|
|
"g) derivatives according to article 3(1)(g)",
|
|
false
|
|
],
|
|
[
|
|
"h) derivatives according to article 3(1)(h)",
|
|
false
|
|
],
|
|
[
|
|
"i) derivatives according to article 3(1)(i)",
|
|
false
|
|
],
|
|
[
|
|
"j) derivatives according to article 3(1)(j)",
|
|
false
|
|
],
|
|
[
|
|
"k) derivatives according to article 3(1)(k)",
|
|
false
|
|
],
|
|
[
|
|
"l) greenhouse gas emissions allowance",
|
|
false
|
|
]
|
|
]
|
|
],
|
|
[
|
|
"c) advise to undertakings on capital structure",
|
|
[
|
|
[
|
|
"a) transferable securities",
|
|
true
|
|
],
|
|
[
|
|
"b) units in collective investment undertakings",
|
|
true
|
|
],
|
|
[
|
|
"c) money-market instruments",
|
|
true
|
|
],
|
|
[
|
|
"d) derivatives according to article 3(1)(d)",
|
|
true
|
|
],
|
|
[
|
|
"e) derivatives according to article 3(1)(e)",
|
|
false
|
|
],
|
|
[
|
|
"f) derivatives according to article 3(1)(f)",
|
|
true
|
|
],
|
|
[
|
|
"g) derivatives according to article 3(1)(g)",
|
|
true
|
|
],
|
|
[
|
|
"h) derivatives according to article 3(1)(h)",
|
|
false
|
|
],
|
|
[
|
|
"i) derivatives according to article 3(1)(i)",
|
|
false
|
|
],
|
|
[
|
|
"j) derivatives according to article 3(1)(j)",
|
|
true
|
|
],
|
|
[
|
|
"k) derivatives according to article 3(1)(k)",
|
|
true
|
|
],
|
|
[
|
|
"l) greenhouse gas emissions allowance",
|
|
false
|
|
]
|
|
]
|
|
],
|
|
[
|
|
"d) investment research and financial analysis",
|
|
[
|
|
[
|
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"a) transferable securities",
|
|
true
|
|
],
|
|
[
|
|
"b) units in collective investment undertakings",
|
|
true
|
|
],
|
|
[
|
|
"c) money-market instruments",
|
|
true
|
|
],
|
|
[
|
|
"d) derivatives according to article 3(1)(d)",
|
|
true
|
|
],
|
|
[
|
|
"e) derivatives according to article 3(1)(e)",
|
|
false
|
|
],
|
|
[
|
|
"f) derivatives according to article 3(1)(f)",
|
|
true
|
|
],
|
|
[
|
|
"g) derivatives according to article 3(1)(g)",
|
|
true
|
|
],
|
|
[
|
|
"h) derivatives according to article 3(1)(h)",
|
|
false
|
|
],
|
|
[
|
|
"i) derivatives according to article 3(1)(i)",
|
|
false
|
|
],
|
|
[
|
|
"j) derivatives according to article 3(1)(j)",
|
|
true
|
|
],
|
|
[
|
|
"k) derivatives according to article 3(1)(k)",
|
|
true
|
|
],
|
|
[
|
|
"l) greenhouse gas emissions allowance",
|
|
false
|
|
]
|
|
]
|
|
],
|
|
[
|
|
"e) foreign exchange services connected to investment services",
|
|
[
|
|
[
|
|
"a) transferable securities",
|
|
true
|
|
],
|
|
[
|
|
"b) units in collective investment undertakings",
|
|
true
|
|
],
|
|
[
|
|
"c) money-market instruments",
|
|
true
|
|
],
|
|
[
|
|
"d) derivatives according to article 3(1)(d)",
|
|
true
|
|
],
|
|
[
|
|
"e) derivatives according to article 3(1)(e)",
|
|
false
|
|
],
|
|
[
|
|
"f) derivatives according to article 3(1)(f)",
|
|
true
|
|
],
|
|
[
|
|
"g) derivatives according to article 3(1)(g)",
|
|
true
|
|
],
|
|
[
|
|
"h) derivatives according to article 3(1)(h)",
|
|
false
|
|
],
|
|
[
|
|
"i) derivatives according to article 3(1)(i)",
|
|
false
|
|
],
|
|
[
|
|
"j) derivatives according to article 3(1)(j)",
|
|
true
|
|
],
|
|
[
|
|
"k) derivatives according to article 3(1)(k)",
|
|
true
|
|
],
|
|
[
|
|
"l) greenhouse gas emissions allowance",
|
|
false
|
|
]
|
|
]
|
|
],
|
|
[
|
|
"f) services related to underwriting",
|
|
[
|
|
[
|
|
"a) transferable securities",
|
|
true
|
|
],
|
|
[
|
|
"b) units in collective investment undertakings",
|
|
true
|
|
],
|
|
[
|
|
"c) money-market instruments",
|
|
true
|
|
],
|
|
[
|
|
"d) derivatives according to article 3(1)(d)",
|
|
false
|
|
],
|
|
[
|
|
"e) derivatives according to article 3(1)(e)",
|
|
false
|
|
],
|
|
[
|
|
"f) derivatives according to article 3(1)(f)",
|
|
false
|
|
],
|
|
[
|
|
"g) derivatives according to article 3(1)(g)",
|
|
false
|
|
],
|
|
[
|
|
"h) derivatives according to article 3(1)(h)",
|
|
false
|
|
],
|
|
[
|
|
"i) derivatives according to article 3(1)(i)",
|
|
false
|
|
],
|
|
[
|
|
"j) derivatives according to article 3(1)(j)",
|
|
false
|
|
],
|
|
[
|
|
"k) derivatives according to article 3(1)(k)",
|
|
false
|
|
],
|
|
[
|
|
"l) greenhouse gas emissions allowance",
|
|
false
|
|
]
|
|
]
|
|
],
|
|
[
|
|
"g) services similar to investment services or ancillary services in relation to underlyings assets of derivatives",
|
|
[
|
|
[
|
|
"a) transferable securities",
|
|
false
|
|
],
|
|
[
|
|
"b) units in collective investment undertakings",
|
|
false
|
|
],
|
|
[
|
|
"c) money-market instruments",
|
|
false
|
|
],
|
|
[
|
|
"d) derivatives according to article 3(1)(d)",
|
|
false
|
|
],
|
|
[
|
|
"e) derivatives according to article 3(1)(e)",
|
|
false
|
|
],
|
|
[
|
|
"f) derivatives according to article 3(1)(f)",
|
|
false
|
|
],
|
|
[
|
|
"g) derivatives according to article 3(1)(g)",
|
|
true
|
|
],
|
|
[
|
|
"h) derivatives according to article 3(1)(h)",
|
|
false
|
|
],
|
|
[
|
|
"i) derivatives according to article 3(1)(i)",
|
|
false
|
|
],
|
|
[
|
|
"j) derivatives according to article 3(1)(j)",
|
|
true
|
|
],
|
|
[
|
|
"k) derivatives according to article 3(1)(k)",
|
|
true
|
|
],
|
|
[
|
|
"l) greenhouse gas emissions allowance",
|
|
false
|
|
]
|
|
]
|
|
]
|
|
]
|
|
],
|
|
[
|
|
"",
|
|
[
|
|
"Markets in Financial Instruments Directive activities"
|
|
]
|
|
]
|
|
]
|
|
}
|