96 lines
3.5 KiB
JSON
96 lines
3.5 KiB
JSON
[
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{
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"licenseDescription": "",
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"blockType": "Bank",
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"misc": [
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"Bank"
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],
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"supervisoryAuthority": [
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"Commission de Surveillance du Secteur Financier (CSSF), Luxembourg"
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],
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"registrationDate": [
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"1/1/2016"
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],
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"crossBorder": {
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"name": "Cross-border services/classes The entity may provide cross-border services/classes from Luxembourg",
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"data": [
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{
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"name": "To Norway without physical establishment, for the following services/classes",
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"data": [
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{
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"name": "",
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"data": [
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"1. Acceptance of deposits and other repayable funds",
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"2. Lending",
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"3. Financial leasing",
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"4. Money transmission services",
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"5. Issuing and administering of payments (credit cards etc.)",
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"6. Guarantees and commitments",
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"7. a) Money-market instruments",
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"7. b) Foreign exchange",
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"7. c) Financial future/forward contracts and options",
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"7. d) Foreign exchange- and interest rate instruments",
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"7. e) Transferable securities",
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"8. Participation in securities issues and the provision of services related to such issues",
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"9. Advisory services",
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"10. Money broking",
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"11. Portfolio management and advice",
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"12. Safekeeping and administration of securities",
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"13. Credit reference services",
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"14. Safe custody services"
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]
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},
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{
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"name": "Ancillary services (MiFid directive)",
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"data": [
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"No 1: Safekeeping and administration of financial instruments",
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"No 2: Granting credits or loans",
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"No 4: Foreign exchange services connected to the provision of investment services",
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"No 5: Provision of investment recommendations, analyses and general recommendations",
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"No 7: Services related to underlying of derivatives connected to investment and ancillary services"
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]
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},
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{
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"name": "Investment services and activities (MiFid directive)",
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"data": [
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"No 1: Reception and transmission of orders",
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"No 2: Execution of orders",
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"No 4: Active management of investors' portfolios",
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"No 5: Investment advice"
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]
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}
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]
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}
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]
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}
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},
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{
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"licenseDescription": "Authorisation to be registered in a Norwegian securities register, register of shareholders and/or unit holder register on behalf of the beneficial owner. A foreign nominee is in addition subject to supervision by the relevant supervisory authority in its home country.",
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"blockType": "Securities register",
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"misc": [
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"Nominee in Norwegian securities registers"
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],
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"supervisoryAuthority": [
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"FINANSTILSYNET, Norway"
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],
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"registrationDate": [
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"8/9/2016"
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],
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"servicesclasses": [
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"Other financial instruments (excluding shares and units in Norwegian securities funds)",
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[
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"SRA section 6-3"
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],
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"Shares (incl. equity certificates and foreign shares)",
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[
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"PLCA section 4-10 and the SRA section 6-3"
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],
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"Units in securities funds",
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[
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"SFR section 13-2, cf. SFA section 4-10, and SRA section 6-3"
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]
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]
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}
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]
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