obdfcascrape/tests/data/gi/perms_002.html
Martin Donnelly be5d3eae07 init
2019-05-05 20:13:56 +01:00

706 lines
29 KiB
HTML

<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a0" class="collapsed" aria-expanded="false">
Financial Services (Banking) Act </a>
</h4>
</div>
<div id="a0" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<div class="panel-body">
<div class="panel-group">
<!-- ----------------------------------- -->
<!-- --------- Licence Number ---------- -->
<!-- ----------------------------------- -->
<!-- ----------------------------------- -->
<!-- ------ Licence Restrictions ------- -->
<!-- ----------------------------------- -->
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a0-lr" class="collapsed" aria-expanded="false">Licence Restrictions</a>
</h4>
</div>
<div id="a0-lr" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<ul>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
</ul>
</div>
</div>
<!-- ----------------------------------- -->
<!-- ------ Permitted Businesses ------- -->
<!-- ----------------------------------- -->
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a0-pb" class="collapsed" aria-expanded="false">Permitted Businesses</a>
</h4>
</div>
<div id="a0-pb" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<ul>
<li>
<h4><strong>Bank</strong></h4>
<ul>
<li>
<strong>1</strong>
Acceptance of deposits and other repayable funds from the public.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>2</strong>
Lending.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>4</strong>
<a data-toggle="modal" data-target="#sfrYg-pb-2-i">
Payment services as specified in Schedule 1 of the Financial Services (Payment Services) Regulations 2018. </a>
<div class="modal fade" id="sfrYg-pb-2-i">
<div class="modal-dialog" role="document">
<div class="modal-content">
<div class="modal-body">
<h3>
<strong>4</strong>
Payment services as specified in Schedule 1 of the Financial Services (Payment Services) Regulations 2018. </h3>
<ul>
<li>
<strong>1</strong>
Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account. </li>
<li>
<strong>2</strong>
Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account. </li>
<li>
<strong>3</strong>
Execution of payment transactions, including transfers of funds on a payment account with the user's payment service provider or with another payment service provider. </li>
<li>
<strong>6</strong>
Money Remittance. </li>
</ul>
</div>
<div class="modal-footer">
<button type="button" class="btn btn-default" data-dismiss="modal">Close</button>
</div>
</div>
</div>
</div>
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>5</strong>
Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>7a</strong>
Money market instruments (cheques, bills CD's etc).
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>7b</strong>
Foreign exchange.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>7c</strong>
Financial futures and options.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>7d</strong>
Exchange and interest rate instruments.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>7e</strong>
Transferable securities.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>12</strong>
Safekeeping and administration of securities.
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
</ul>
</div>
</div>
<!-- ----------------------------- -->
<!-- --------- Services ---------- -->
<!-- ----------------------------- -->
<div>
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a0-s-1-0" class="collapsed" aria-expanded="false">
Providing Services in EEA States
</a>
</h4>
</div>
<div id="a0-s-1-0" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<p>
The firm is authorised to carry out services in the following countries:
</p>
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a0-s-1-0-0" class="collapsed" aria-expanded="false">United Kingdom</a>
</h4>
</div>
<div id="a0-s-1-0-0" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<!-- Country services -->
<ul>
<li>
<h4><strong>Bank</strong></h4>
<ul>
<li>
<strong>1</strong>
Acceptance of deposits and other repayable funds from the public.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>2</strong>
Lending.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>4</strong>
<a data-toggle="modal" data-target="#GCVq9-pb-2-i">
Payment services as specified in Schedule 1 of the Financial Services (Payment Services) Regulations 2018. </a>
<div class="modal fade" id="GCVq9-pb-2-i">
<div class="modal-dialog" role="document">
<div class="modal-content">
<div class="modal-body">
<h3>
<strong>4</strong>
Payment services as specified in Schedule 1 of the Financial Services (Payment Services) Regulations 2018. </h3>
<ul>
<li>
<strong>1</strong>
Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account. </li>
<li>
<strong>2</strong>
Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account. </li>
<li>
<strong>3</strong>
Execution of payment transactions, including transfers of funds on a payment account with the user's payment service provider or with another payment service provider. </li>
<li>
<strong>6</strong>
Money Remittance. </li>
</ul>
</div>
<div class="modal-footer">
<button type="button" class="btn btn-default" data-dismiss="modal">Close</button>
</div>
</div>
</div>
</div>
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>5</strong>
Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>7e</strong>
Transferable securities.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>12</strong>
Safekeeping and administration of securities.
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
</ul>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a1" class="collapsed" aria-expanded="false">
Financial Services (Markets in Financial Instruments) Act </a>
</h4>
</div>
<div id="a1" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<div class="panel-body">
<div class="panel-group">
<!-- ----------------------------------- -->
<!-- --------- Licence Number ---------- -->
<!-- ----------------------------------- -->
<!-- ----------------------------------- -->
<!-- ------ Licence Restrictions ------- -->
<!-- ----------------------------------- -->
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a1-lr" class="" aria-expanded="true">Licence Restrictions</a>
</h4>
</div>
<div id="a1-lr" class="panel-collapse collapse in" aria-expanded="true" style="">
<ul>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
</ul>
</div>
</div>
<!-- ----------------------------------- -->
<!-- ------ Permitted Businesses ------- -->
<!-- ----------------------------------- -->
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a1-pb" class="" aria-expanded="true">Permitted Businesses</a>
</h4>
</div>
<div id="a1-pb" class="panel-collapse collapse in" aria-expanded="true" style="">
<ul>
<li>
<h4><strong>Authorisations</strong></h4>
<ul>
<li>
<strong>2</strong>
Investment dealer (money-holder).
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
<li>
<h4><strong>Core Services</strong></h4>
<ul>
<li>
<strong>1</strong>
<a data-toggle="modal" data-target="#hMGFi-pb-0-i">
Reception and transmission of orders in relation to one or more of the Instruments listed in section C. </a>
<div class="modal fade" id="hMGFi-pb-0-i" style="display: none;">
<div class="modal-dialog" role="document">
<div class="modal-content">
<div class="modal-body">
<h3>
<strong>1</strong>
Reception and transmission of orders in relation to one or more of the Instruments listed in section C. </h3>
<ul>
<li>
<strong>C1</strong>
Transferable securities. </li>
</ul>
</div>
<div class="modal-footer">
<button type="button" class="btn btn-default" data-dismiss="modal">Close</button>
</div>
</div>
</div>
</div>
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>2</strong>
<a data-toggle="modal" data-target="#q6QOe-pb-1-i">
Execution of orders on behalf of clients. </a>
<div class="modal fade" id="q6QOe-pb-1-i" style="display: none;">
<div class="modal-dialog" role="document">
<div class="modal-content">
<div class="modal-body">
<h3>
<strong>2</strong>
Execution of orders on behalf of clients. </h3>
<ul>
<li>
<strong>C1</strong>
Transferable securities. </li>
</ul>
</div>
<div class="modal-footer">
<button type="button" class="btn btn-default" data-dismiss="modal">Close</button>
</div>
</div>
</div>
</div>
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
<li>
<h4><strong>Non-Core Services</strong></h4>
<ul>
<li>
<strong>1</strong>
<a data-toggle="modal" data-target="#O6I3Q-pb-0-i">
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier
level </a>
<div class="modal fade" id="O6I3Q-pb-0-i" style="display: none;">
<div class="modal-dialog" role="document">
<div class="modal-content">
<div class="modal-body">
<h3>
<strong>1</strong>
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the
top tier level </h3>
<ul>
<li>
<strong>C1</strong>
Transferable securities. </li>
</ul>
</div>
<div class="modal-footer">
<button type="button" class="btn btn-default" data-dismiss="modal">Close</button>
</div>
</div>
</div>
</div>
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
<li>
<h4><strong>Other Permissions</strong></h4>
<ul>
<li>
<strong>1</strong>
Holding customer money.
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>2</strong>
Holding customer assets.
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
</ul>
</div>
</div>
<!-- ----------------------------- -->
<!-- --------- Services ---------- -->
<!-- ----------------------------- -->
<div>
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a1-s-1-0" class="collapsed" aria-expanded="false">
Providing Services in EEA States
</a>
</h4>
</div>
<div id="a1-s-1-0" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<p>
The firm is authorised to carry out services in the following countries:
</p>
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a1-s-1-0-0">United Kingdom</a>
</h4>
</div>
<div id="a1-s-1-0-0" class="panel-collapse collapse">
<!-- Country services -->
<ul>
<li>
<h4><strong>Core Services</strong></h4>
<ul>
<li>
<strong>1</strong>
<a data-toggle="modal" data-target="#51g3T-pb-0-i">
Reception and transmission of orders in relation to one or more of the Instruments listed in section C. </a>
<div class="modal fade" id="51g3T-pb-0-i">
<div class="modal-dialog" role="document">
<div class="modal-content">
<div class="modal-body">
<h3>
<strong>1</strong>
Reception and transmission of orders in relation to one or more of the Instruments listed in section C. </h3>
<ul>
<li>
<strong>C1</strong>
Transferable securities. </li>
</ul>
</div>
<div class="modal-footer">
<button type="button" class="btn btn-default" data-dismiss="modal">Close</button>
</div>
</div>
</div>
</div>
<!-- Restrictions -->
<!-- Agents -->
</li>
<li>
<strong>2</strong>
<a data-toggle="modal" data-target="#JsFiL-pb-1-i">
Execution of orders on behalf of clients. </a>
<div class="modal fade" id="JsFiL-pb-1-i">
<div class="modal-dialog" role="document">
<div class="modal-content">
<div class="modal-body">
<h3>
<strong>2</strong>
Execution of orders on behalf of clients. </h3>
<ul>
<li>
<strong>C1</strong>
Transferable securities. </li>
</ul>
</div>
<div class="modal-footer">
<button type="button" class="btn btn-default" data-dismiss="modal">Close</button>
</div>
</div>
</div>
</div>
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
<li>
<h4><strong>Non-Core Services</strong></h4>
<ul>
<li>
<strong>1</strong>
<a data-toggle="modal" data-target="#rZgRi-pb-0-i">
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top
tier level </a>
<div class="modal fade" id="rZgRi-pb-0-i">
<div class="modal-dialog" role="document">
<div class="modal-content">
<div class="modal-body">
<h3>
<strong>1</strong>
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at
the top tier level </h3>
<ul>
<li>
<strong>C1</strong>
Transferable securities. </li>
</ul>
</div>
<div class="modal-footer">
<button type="button" class="btn btn-default" data-dismiss="modal">Close</button>
</div>
</div>
</div>
</div>
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
</ul>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a2" class="collapsed" aria-expanded="false">
Financial Services (Investment and Fiduciary Services) Act </a>
</h4>
</div>
<div id="a2" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<div class="panel-body">
<div class="panel-group">
<!-- ----------------------------------- -->
<!-- --------- Licence Number ---------- -->
<!-- ----------------------------------- -->
<!-- ----------------------------------- -->
<!-- ------ Licence Restrictions ------- -->
<!-- ----------------------------------- -->
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a2-lr" class="collapsed" aria-expanded="false">Licence Restrictions</a>
</h4>
</div>
<div id="a2-lr" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<ul>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
<li>Restricted to operating conditions as per side letter issued on 5th September 2018.</li>
</ul>
</div>
</div>
<!-- ----------------------------------- -->
<!-- ------ Permitted Businesses ------- -->
<!-- ----------------------------------- -->
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a2-pb" class="collapsed" aria-expanded="false">Permitted Businesses</a>
</h4>
</div>
<div id="a2-pb" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<ul>
<li>
<h4><strong>Insurance Intermediaries</strong></h4>
<ul>
<li>
<strong>VI(b)</strong>
Life Assurance Intermediary.
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
</ul>
</div>
</div>
<!-- ----------------------------- -->
<!-- --------- Services ---------- -->
<!-- ----------------------------- -->
<div>
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a2-s-1-0" class="collapsed" aria-expanded="false">
Providing Services in EEA States
</a>
</h4>
</div>
<div id="a2-s-1-0" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<p>
The firm is authorised to carry out services in the following countries:
</p>
<div class="panel panel-default">
<div class="panel-heading">
<h4 class="panel-title">
<a data-toggle="collapse" href="#a2-s-1-0-0" class="collapsed" aria-expanded="false">United Kingdom</a>
</h4>
</div>
<div id="a2-s-1-0-0" class="panel-collapse collapse" aria-expanded="false" style="height: 0px;">
<!-- Country services -->
<ul>
<li>
<h4><strong>Insurance Intermediaries</strong></h4>
<ul>
<li>
<strong>VI(b)</strong>
Life Assurance Intermediary.
<!-- Restrictions -->
<!-- Agents -->
</li>
</ul>
</li>
</ul>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>