52 lines
2.2 KiB
JSON
52 lines
2.2 KiB
JSON
{
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"name": "Cross-border services/classes The entity may provide cross-border services/classes from Spain",
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"data": [
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{
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"name": "To Norway without physical establishment, for the following services/classes",
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"data": [
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{
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"name": "",
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"data": [
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"1. Acceptance of deposits and other repayable funds",
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"2. Lending",
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"3. Financial leasing",
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"6. Guarantees and commitments",
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"7. a) Money-market instruments",
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"7. b) Foreign exchange",
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"7. c) Financial future/forward contracts and options",
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"7. d) Foreign exchange- and interest rate instruments",
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"7. e) Transferable securities",
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"8. Participation in securities issues and the provision of services related to such issues",
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"9. Advisory services",
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"11. Portfolio management and advice"
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]
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},
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{
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"name": "Ancillary services (MiFid directive)",
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"data": [
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"No 1: Safekeeping and administration of financial instruments",
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"No 2: Granting credits or loans",
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"No 3: Advice on capital structure, strategy et al.; advice and services re. to mergers and purchases",
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"No 4: Foreign exchange services connected to the provision of investment services",
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"No 5: Provision of investment recommendations, analyses and general recommendations",
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"No 6: Services related to underwriting",
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"No 7: Services related to underlying of derivatives connected to investment and ancillary services"
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]
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},
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{
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"name": "Investment services and activities (MiFid directive)",
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"data": [
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"No 1: Reception and transmission of orders",
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"No 2: Execution of orders",
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"No 3: Dealing on own account",
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"No 4: Active management of investors' portfolios",
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"No 5: Investment advice",
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"No 6: Underwriting of fin. instruments or placing of fin. instruments on a firm commitment basis",
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"No 7: Placing of financial instruments without a firm commitment basis"
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]
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}
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]
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}
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]
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}
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