[ { "licenseDescription": "", "blockType": "Bank", "misc": [ "Bank" ], "supervisoryAuthority": [ "Commission de Surveillance du Secteur Financier (CSSF), Luxembourg" ], "registrationDate": [ "1/1/2016" ], "crossBorder": { "crossborderServicesclasses": [ "The entity may provide cross-border services/classes from Luxembourg" ], "data": [ { "description": { "main": "main", "ancillaryServicesMiFidDirective": "Ancillary services (MiFid directive)", "investmentServicesAndActivitiesMiFidDirective": "Investment services and activities (MiFid directive)" }, "main": [ "1. Acceptance of deposits and other repayable funds", "2. Lending", "3. Financial leasing", "4. Money transmission services", "5. Issuing and administering of payments (credit cards etc.)", "6. Guarantees and commitments", "7. a) Money-market instruments", "7. b) Foreign exchange", "7. c) Financial future/forward contracts and options", "7. d) Foreign exchange- and interest rate instruments", "7. e) Transferable securities", "8. Participation in securities issues and the provision of services related to such issues", "9. Advisory services", "10. Money broking", "11. Portfolio management and advice", "12. Safekeeping and administration of securities", "13. Credit reference services", "14. Safe custody services" ], "ancillaryServicesMiFidDirective": [ "No 1: Safekeeping and administration of financial instruments", "No 2: Granting credits or loans", "No 4: Foreign exchange services connected to the provision of investment services", "No 5: Provision of investment recommendations, analyses and general recommendations", "No 7: Services related to underlying of derivatives connected to investment and ancillary services" ], "investmentServicesAndActivitiesMiFidDirective": [ "No 1: Reception and transmission of orders", "No 2: Execution of orders", "No 4: Active management of investors' portfolios", "No 5: Investment advice" ] } ] } }, { "licenseDescription": "Authorisation to be registered in a Norwegian securities register, register of shareholders and/or unit holder register on behalf of the beneficial owner. A foreign nominee is in addition subject to supervision by the relevant supervisory authority in its home country.", "blockType": "Securities register", "misc": [ "Nominee in Norwegian securities registers" ], "supervisoryAuthority": [ "FINANSTILSYNET, Norway" ], "registrationDate": [ "8/9/2016" ], "servicesclasses": [ "Other financial instruments (excluding shares and units in Norwegian securities funds)", [ "SRA section 6-3" ], "Shares (incl. equity certificates and foreign shares)", [ "PLCA section 4-10 and the SRA section 6-3" ], "Units in securities funds", [ "SFR section 13-2, cf. SFA section 4-10, and SRA section 6-3" ] ] } ]