Authorized activities as of 03.01.2019
The scope of depositary authorised acitivities pursuant to Act No. 240/2013 Coll., on Management companies and Investment Funds | |
Activities of a depositary for UCITS | |
Activities of a depositary for AIFs authorised to public offering | |
Activities of a depositary for qualified investors funds |
Activity pursuant to Act No. 21/1992 Coll., on Banks | |
Accepting deposits from the public (Article 1(1)(a)) | |
Providing loans (Article 1(1)(b)) | |
Investing in securities for own account (Article 1(3)(a)) | |
Financial leasing (Article 1(3)(b)) | |
Payment services and issuing electronic money (Article 1(3)(c)) | |
Issuing and administering means of payment (Article 1(3)(d)) | |
Providing guarantees (Article 1(3)(e)) | |
Opening letters of credit (Article 1(3)(f)) | |
Collecting payments (Article 1(3)(g)) | |
Providing investment services (Article 1(3)(h)) | |
Money broking (Article 1(3)(i)) | |
Acting as a depository (Article 1(3)(j)) | |
Bureau-de-change activities (Article 1(3)(k)) | |
Providing banking information (Article 1(3)(l)) | |
Trading for own account or for account of clients (Article 1(3)(m)) | |
Renting safe deposit boxes (Article 1(3)(n)) | |
Administering investment funds and foreign investment funds (Article 1(3)(o)) | |
Activities directly associated with the activities listed in subparagraphs a) to o) and in paragraph 1 (Article 1(3)(p)) |
Act No. 256/2004 Coll., Capital Market Undertakings Act | Financial instruments (Article 3(1)) | |||||||||||
Investment services (Article 4(2)) | ||||||||||||
a) receiption and transferation of orders in relation to financial instruments | ||||||||||||
b) execution of orders on behalf of clients | ||||||||||||
c) dealing on own account | ||||||||||||
d) portfolio management | ||||||||||||
e) investment advice | ||||||||||||
f) operation of multilateral trading facility | ||||||||||||
g) operation of organized trading facility | ||||||||||||
g) underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis | ||||||||||||
i) placing of financial instruments without a firm commitment basis | ||||||||||||
Ancillary services (Article 4(3)) | ||||||||||||
a) safekeeping and administration of financial instruments | ||||||||||||
b) granting credit or loans to an investor | ||||||||||||
c) advice to undertakings on capital structure | ||||||||||||
d) investment research and financial analysis | ||||||||||||
e) foreign exchange services connected to investment services | ||||||||||||
f) services related to underwriting | ||||||||||||
g) services similar to investment services or ancillary services in relation to underlyings assets of derivatives | ||||||||||||
Markets in Financial Instruments Directive activities | ||||||||||||
Other authorisations | ||||||||||||
Holding money or financial instruments belonging to clients | ||||||||||||
Systematic internalisation | ||||||||||||
Authorization to provide public auctions of securities | ||||||||||||
Data reporting services | ||||||||||||
a) approved publication arrangement | ||||||||||||
b) consolidated tape provider | ||||||||||||
c) approved reporting mechanism | ||||||||||||
Other activities |
Activities pursuant to Act No. 427/2011 Coll., on Retirement Savings and Act No. 427/2011 Coll., on Supplementary Pension Savings | |
Intermediation of supplementary pension savings |