Abbey National Treasury Services Plc

To Norway without physical establishment, for the following services/classes

• • 1. Acceptance of deposits and other repayable funds
  • 2. Lending
  • 3. Financial leasing
  • 6. Guarantees and commitments
  • 7. a) Money-market instruments
  • 7. b) Foreign exchange
  • 7. c) Financial future/forward contracts and options
  • 7. d) Foreign exchange- and interest rate instruments
  • 7. e) Transferable securities
  • 8. Participation in securities issues and the provision of services related to such issues
  • 9. Advisory services
  • 11. Portfolio management and advice
• Ancillary services (MiFid directive)
  • No 1: Safekeeping and administration of financial instruments
  • No 2: Granting credits or loans
  • No 3: Advice on capital structure, strategy et al.; advice and services re. to mergers and purchases
  • No 4: Foreign exchange services connected to the provision of investment services
  • No 5: Provision of investment recommendations, analyses and general recommendations
  • No 6: Services related to underwriting
  • No 7: Services related to underlying of derivatives connected to investment and ancillary services
• Investment services and activities (MiFid directive)
  • No 1: Reception and transmission of orders
  • No 2: Execution of orders
  • No 3: Dealing on own account
  • No 4: Active management of investors' portfolios
  • No 5: Investment advice
  • No 6: Underwriting of fin. instruments or placing of fin. instruments on a firm commitment basis
  • No 7: Placing of financial instruments without a firm commitment basis