Bank
Supervisory authority
Commission de Surveillance du Secteur Financier (CSSF), LuxembourgRegistration date
1/1/2016Cross-border services/classes
The entity may provide cross-border services/classes from Luxembourg
To Norway without physical establishment, for the following services/classes
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- 1. Acceptance of deposits and other repayable funds
- 2. Lending
- 3. Financial leasing
- 4. Money transmission services
- 5. Issuing and administering of payments (credit cards etc.)
- 6. Guarantees and commitments
- 7. a) Money-market instruments
- 7. b) Foreign exchange
- 7. c) Financial future/forward contracts and options
- 7. d) Foreign exchange- and interest rate instruments
- 7. e) Transferable securities
- 8. Participation in securities issues and the provision of services related to such issues
- 9. Advisory services
- 10. Money broking
- 11. Portfolio management and advice
- 12. Safekeeping and administration of securities
- 13. Credit reference services
- 14. Safe custody services
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Ancillary services (MiFid directive)
- No 1: Safekeeping and administration of financial instruments
- No 2: Granting credits or loans
- No 4: Foreign exchange services connected to the provision of investment services
- No 5: Provision of investment recommendations, analyses and general recommendations
- No 7: Services related to underlying of derivatives connected to investment and ancillary services
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Investment services and activities (MiFid directive)
- No 1: Reception and transmission of orders
- No 2: Execution of orders
- No 4: Active management of investors' portfolios
- No 5: Investment advice
Nominee in Norwegian securities registers
Authorisation to be registered in a Norwegian securities register, register of shareholders and/or unit holder register on behalf of the beneficial owner. A foreign nominee is in addition subject to supervision by the relevant supervisory authority in its home country.
Supervisory authority
FINANSTILSYNET, NorwayRegistration date
8/9/2016Services/classes
Other financial instruments (excluding shares and units in Norwegian securities funds)- SRA section 6-3
- PLCA section 4-10 and the SRA section 6-3
- SFR section 13-2, cf. SFA section 4-10, and SRA section 6-3