889 lines
23 KiB
JSON
889 lines
23 KiB
JSON
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{
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"activity": [
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[
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[
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"Activity pursuant to Act No. 21/1992 Coll., on Banks",
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[
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"Accepting deposits from the public (Article 1(1)(a))",
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"Providing loans (Article 1(1)(b))",
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"Investing in securities for own account (Article 1(3)(a))",
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"Payment services and issuing electronic money (Article 1(3)(c))",
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"Issuing and administering means of payment (Article 1(3)(d))",
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"Collecting payments (Article 1(3)(g))",
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"Money broking (Article 1(3)(i))",
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"Bureau-de-change activities (Article 1(3)(k))",
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"Providing banking information (Article 1(3)(l))",
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"Trading for own account or for account of clients (Article 1(3)(m))",
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"Activities directly associated with the activities listed in subparagraphs a) to o) and in paragraph 1 (Article 1(3)(p))"
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]
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]
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]
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],
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"undertakings": [
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[
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"Investment services (Article 4(2))",
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[
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[
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"a) receiption and transferation of orders in relation to financial instruments",
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[
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[
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"a) transferable securities",
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true
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],
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[
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"b) units in collective investment undertakings",
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true
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"b) execution of orders on behalf of clients",
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[
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[
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"a) transferable securities",
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true
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],
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[
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"b) units in collective investment undertakings",
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true
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"c) dealing on own account",
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[
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[
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"a) transferable securities",
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true
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],
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[
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"b) units in collective investment undertakings",
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true
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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true
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"d) portfolio management",
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[
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[
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"a) transferable securities",
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false
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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false
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"e) investment advice",
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[
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[
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"a) transferable securities",
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false
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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false
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"f) operation of multilateral trading facility",
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[
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[
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"a) transferable securities",
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false
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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false
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"g) operation of organized trading facility",
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[
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[
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"a) transferable securities",
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false
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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false
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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false
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],
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[
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"g) derivatives according to article 3(1)(g)",
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false
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],
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[
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"h) derivatives according to article 3(1)(h)",
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false
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],
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[
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"i) derivatives according to article 3(1)(i)",
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false
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],
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[
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"j) derivatives according to article 3(1)(j)",
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false
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],
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[
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"k) derivatives according to article 3(1)(k)",
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false
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],
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[
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"l) greenhouse gas emissions allowance",
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false
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]
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]
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],
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[
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"g) underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis",
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[
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[
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"a) transferable securities",
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|
true
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],
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[
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"b) units in collective investment undertakings",
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false
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],
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[
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"c) money-market instruments",
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true
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],
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[
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"d) derivatives according to article 3(1)(d)",
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false
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],
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[
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"e) derivatives according to article 3(1)(e)",
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|
false
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],
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[
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"f) derivatives according to article 3(1)(f)",
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|
false
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],
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|
[
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|
"g) derivatives according to article 3(1)(g)",
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|
false
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],
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|
[
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"h) derivatives according to article 3(1)(h)",
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|
false
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|
],
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|
[
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|
"i) derivatives according to article 3(1)(i)",
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|
false
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|
],
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|
[
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|
"j) derivatives according to article 3(1)(j)",
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|
false
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|
],
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|
[
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|
"k) derivatives according to article 3(1)(k)",
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|
false
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|
],
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|
[
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|
"l) greenhouse gas emissions allowance",
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|
false
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|
]
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|
]
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|
],
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|
[
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|
"i) placing of financial instruments without a firm commitment basis",
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|
[
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|
[
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|
"a) transferable securities",
|
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|
true
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||
|
],
|
||
|
[
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|
"b) units in collective investment undertakings",
|
||
|
false
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||
|
],
|
||
|
[
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|
"c) money-market instruments",
|
||
|
true
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|
],
|
||
|
[
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|
"d) derivatives according to article 3(1)(d)",
|
||
|
false
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|
],
|
||
|
[
|
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|
"e) derivatives according to article 3(1)(e)",
|
||
|
false
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||
|
],
|
||
|
[
|
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|
"f) derivatives according to article 3(1)(f)",
|
||
|
false
|
||
|
],
|
||
|
[
|
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|
"g) derivatives according to article 3(1)(g)",
|
||
|
false
|
||
|
],
|
||
|
[
|
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|
"h) derivatives according to article 3(1)(h)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"i) derivatives according to article 3(1)(i)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"j) derivatives according to article 3(1)(j)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"k) derivatives according to article 3(1)(k)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"l) greenhouse gas emissions allowance",
|
||
|
false
|
||
|
]
|
||
|
]
|
||
|
]
|
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|
]
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|
],
|
||
|
[
|
||
|
"Ancillary services (Article 4(3))",
|
||
|
[
|
||
|
[
|
||
|
"a) safekeeping and administration of financial instruments",
|
||
|
[
|
||
|
[
|
||
|
"a) transferable securities",
|
||
|
true
|
||
|
],
|
||
|
[
|
||
|
"b) units in collective investment undertakings",
|
||
|
true
|
||
|
],
|
||
|
[
|
||
|
"c) money-market instruments",
|
||
|
true
|
||
|
],
|
||
|
[
|
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|
"d) derivatives according to article 3(1)(d)",
|
||
|
false
|
||
|
],
|
||
|
[
|
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|
"e) derivatives according to article 3(1)(e)",
|
||
|
false
|
||
|
],
|
||
|
[
|
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|
"f) derivatives according to article 3(1)(f)",
|
||
|
false
|
||
|
],
|
||
|
[
|
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|
"g) derivatives according to article 3(1)(g)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"h) derivatives according to article 3(1)(h)",
|
||
|
false
|
||
|
],
|
||
|
[
|
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|
"i) derivatives according to article 3(1)(i)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"j) derivatives according to article 3(1)(j)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"k) derivatives according to article 3(1)(k)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"l) greenhouse gas emissions allowance",
|
||
|
false
|
||
|
]
|
||
|
]
|
||
|
],
|
||
|
[
|
||
|
"b) granting credit or loans to an investor",
|
||
|
[
|
||
|
[
|
||
|
"a) transferable securities",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"b) units in collective investment undertakings",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"c) money-market instruments",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"d) derivatives according to article 3(1)(d)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"e) derivatives according to article 3(1)(e)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"f) derivatives according to article 3(1)(f)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"g) derivatives according to article 3(1)(g)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"h) derivatives according to article 3(1)(h)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"i) derivatives according to article 3(1)(i)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"j) derivatives according to article 3(1)(j)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"k) derivatives according to article 3(1)(k)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"l) greenhouse gas emissions allowance",
|
||
|
false
|
||
|
]
|
||
|
]
|
||
|
],
|
||
|
[
|
||
|
"c) advice to undertakings on capital structure",
|
||
|
[
|
||
|
[
|
||
|
"a) transferable securities",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"b) units in collective investment undertakings",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"c) money-market instruments",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"d) derivatives according to article 3(1)(d)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"e) derivatives according to article 3(1)(e)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"f) derivatives according to article 3(1)(f)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"g) derivatives according to article 3(1)(g)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"h) derivatives according to article 3(1)(h)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"i) derivatives according to article 3(1)(i)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"j) derivatives according to article 3(1)(j)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"k) derivatives according to article 3(1)(k)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"l) greenhouse gas emissions allowance",
|
||
|
false
|
||
|
]
|
||
|
]
|
||
|
],
|
||
|
[
|
||
|
"d) investment research and financial analysis",
|
||
|
[
|
||
|
[
|
||
|
"a) transferable securities",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"b) units in collective investment undertakings",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"c) money-market instruments",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"d) derivatives according to article 3(1)(d)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"e) derivatives according to article 3(1)(e)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"f) derivatives according to article 3(1)(f)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"g) derivatives according to article 3(1)(g)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"h) derivatives according to article 3(1)(h)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"i) derivatives according to article 3(1)(i)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"j) derivatives according to article 3(1)(j)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"k) derivatives according to article 3(1)(k)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"l) greenhouse gas emissions allowance",
|
||
|
false
|
||
|
]
|
||
|
]
|
||
|
],
|
||
|
[
|
||
|
"e) foreign exchange services connected to investment services",
|
||
|
[
|
||
|
[
|
||
|
"a) transferable securities",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"b) units in collective investment undertakings",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"c) money-market instruments",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"d) derivatives according to article 3(1)(d)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"e) derivatives according to article 3(1)(e)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"f) derivatives according to article 3(1)(f)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"g) derivatives according to article 3(1)(g)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"h) derivatives according to article 3(1)(h)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"i) derivatives according to article 3(1)(i)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"j) derivatives according to article 3(1)(j)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"k) derivatives according to article 3(1)(k)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"l) greenhouse gas emissions allowance",
|
||
|
false
|
||
|
]
|
||
|
]
|
||
|
],
|
||
|
[
|
||
|
"f) services related to underwriting",
|
||
|
[
|
||
|
[
|
||
|
"a) transferable securities",
|
||
|
true
|
||
|
],
|
||
|
[
|
||
|
"b) units in collective investment undertakings",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"c) money-market instruments",
|
||
|
true
|
||
|
],
|
||
|
[
|
||
|
"d) derivatives according to article 3(1)(d)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"e) derivatives according to article 3(1)(e)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"f) derivatives according to article 3(1)(f)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"g) derivatives according to article 3(1)(g)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"h) derivatives according to article 3(1)(h)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"i) derivatives according to article 3(1)(i)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"j) derivatives according to article 3(1)(j)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"k) derivatives according to article 3(1)(k)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"l) greenhouse gas emissions allowance",
|
||
|
false
|
||
|
]
|
||
|
]
|
||
|
],
|
||
|
[
|
||
|
"g) services similar to investment services or ancillary services in relation to underlyings assets of derivatives",
|
||
|
[
|
||
|
[
|
||
|
"a) transferable securities",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"b) units in collective investment undertakings",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"c) money-market instruments",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"d) derivatives according to article 3(1)(d)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"e) derivatives according to article 3(1)(e)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"f) derivatives according to article 3(1)(f)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"g) derivatives according to article 3(1)(g)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"h) derivatives according to article 3(1)(h)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"i) derivatives according to article 3(1)(i)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"j) derivatives according to article 3(1)(j)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"k) derivatives according to article 3(1)(k)",
|
||
|
false
|
||
|
],
|
||
|
[
|
||
|
"l) greenhouse gas emissions allowance",
|
||
|
false
|
||
|
]
|
||
|
]
|
||
|
]
|
||
|
]
|
||
|
],
|
||
|
[
|
||
|
"Other authorisations",
|
||
|
[
|
||
|
"Holding money or financial instruments belonging to clients"
|
||
|
]
|
||
|
]
|
||
|
]
|
||
|
}
|